Submissions archive

November 13, 2013

Proxy Voting Infrastructre

The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to submit the following comments regarding CSA Consultation Paper 54-401 – Review of the Proxy Voting Infrastructure (the “Consultation Paper”). … Continue reading

October 23, 2013

PMAC Supports Cooperative Capital Markets Regulator

The Portfolio Management Association of Canada (PMAC) fully supports the recent announcement of the Ministers of Finance of British Columbia, Ontario and Canada regarding the establishment of a new cooperative capital markets regulatory system in Canada. PMAC has been a … Continue reading

September 27, 2013

PMAC Comments on Proposed New Exchange by Aequitas Innovations

The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to submit the following general comments regarding OSC Staff Notice and Request for Comment Regarding Proposed Structure of Trading Facilities … Continue reading

August 2, 2013

Pre-Budget Consultation 2014 Submission

The Portfolio Management Association of Canada (PMAC) is pleased to submit comments on recommended priorities for the 2014 Federal Budget. Read submission.

July 12, 2013

CSA Notice and Request for Comment on Proposed Amendments to the Early Warning Reporting Rules

The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to submit the following comments regarding CSA Notice and Request for Comment Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids … Continue reading

July 2, 2013

Follow-Up Submission on CSA Proposed Amendments to NI 31-103 – Dispute Resolution Service (OBSI)

On behalf of the Members of The Portfolio Management Association of Canada (“PMAC”), we are writing to follow-up on the status of Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (“NI 31-103”) and to Companion … Continue reading

June 17, 2013

CSA Consultation Paper 91-407 Derivatives: Registration

The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to submit the following comments regarding CSA Consultation Paper 91-407 Derivatives: Registration (the “Consultation Paper”). Read letter.

June 10, 2013

Follow-Up Submission on Cost Disclosure, Performance Reporting and Client Statements under Client Relationship Model (CRM II) – Request to Permit Choice between Time-Weighted and Monet Weighted Performance Reporting

The Portfolio Management Association of Canada (“PMAC”, formerly the Investment Counsel Association of Canada (“ICAC”)), through its Industry, Regulation and Tax Committee, is writing on behalf of its Members to request the Canadian Securities Administrators (CSA) to reconsider the new … Continue reading

June 3, 2013

OSC Notice 11-768 Statement of Priorities

The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to submit the following comments regarding OSC Notice 11-768 Statement of Priorities – Request for Comments Regarding Statement of Priorities … Continue reading

April 24, 2013

CSA Notice and Request for Comment on Proposed Amendments Facilitating CSA Information Technology Arrangements

The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation and Tax Committee, is pleased to have the opportunity to submit the following comments regarding CSA Notice and Request for Comment on Proposed Amendments Facilitating CSA Information Technology Arrangements … Continue reading

April 12, 2013

CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees

The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation and Tax Committee, is pleased to have the opportunity to submit the following comments regarding the Canadian Securities Administrators (CSA) Discussion Paper and Request for Comment 81-407 Mutual Fund … Continue reading

March 8, 2013

OSC Staff Consultation Paper 45-710 – Considerations for New Capital Raising Prospectus Exemptions

The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation and Tax Committee, is pleased to have the opportunity to submit the following comments regarding OSC Staff Consultation Paper 45‐710 Considerations for New Capital Raising Prospectus Exemptions (the “Consultation … Continue reading

February 22, 2013

CSA Consultation Paper 33-403: The Standard of Conduct for Advisers and Dealers

The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation and Tax Committee, is pleased to have the opportunity to submit the following comments regarding the Canadian Securities Administrators Consultation Paper 33-403: The Standard Of Conduct For Advisers And … Continue reading

February 19, 2013

PMAC Submission on Proposed Technical Amendments to Prohibited Investment Rules

The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation and Tax Committee, is pleased to have the opportunity to submit the following comments regarding in response to the Department of Finance’s package of draft legislative proposals (the “Draft … Continue reading

February 15, 2013

Proposed Amendments on National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations – Dispute Resolution Service

The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation and Tax Committee, is pleased to have the opportunity to submit the following comments regarding the Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions (“NI 31-103”) and … Continue reading