Submissions archive

December 20, 2011

OSC Staff Notice 15-704 – Request for Comments on Proposed Enforcement Initiatives

The Portfolio Management Association of Canada (“PMAC”, formerly the Investment Counsel Association of Canada (“ICAC”)), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to submit the following comments regarding OSC Staff Notice 15-704 Request for … Continue reading

January 14, 2011

Response to Consultation Paper 91-401 on Over-the-Counter Derivatives Regulation in Canada

The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation and Tax Committee, is pleased to have the opportunity to submit the following comments regarding Consultation Paper 91-401 on Over-the-Counter Derivatives Regulation in Canada (“Consultation Paper 91-401”). Read letter

January 13, 2011

Response to CSA Notice 31-320 on Proposed Amendments to NI 31-103 Registration Requirements & Exemptions – Registration of International and Certain Domestic IFMs

The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation and Tax Committee, is pleased to have the opportunity to submit the following comments regarding the Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions (“NI 31-103”) published … Continue reading

January 11, 2011

Consultation Paper 23-405 – Dark Liquidity in the Canadian Market

The Portfolio Management Association of Canada (“PMAC”), through its Industry, Regulation and Tax Committee, is pleased to have the opportunity to submit the following comments regarding Consultation Paper 23-405 – Dark Liquidity in the Canadian Market. Read letter