Fall Regulatory & Compliance Webcast

Event Details

  • Date: Thursday, September 24, 2020
  • Time: 1:00 PM – 4:45 PM ET / 10:00 AM – 1:45 PM PT
  • LocationVirtual Event Platform (EventMobi)
    • Please Note: Each registered attendee will be provided a unique login to the EventMobi platform. Only registered attendees will be able to access the event live-stream and event platform.
  • Cost:
    • PMAC Member/Affiliate: $125 + tax
    • Non-Member/Non-Affiliate: $175 + tax

Event Overview

Click here to view the event agenda!

Hear from industry leaders, senior members and experts during this half-day webinar covering timely sessions on emerging compliance issues and regulatory priorities. This event will provide attendees with the most up to date regulatory and compliance developments of importance to you and your firm.

PMAC will apply to have this event accredited by the law societies of BC, Alberta, Quebec and Ontario.

Come and go as your timing allows for. All sessions will be recorded and will be provided to those who register to attend! The event will take place on the EventMobi platform, where all registered attendees will receive a unique link to join the event. Attendees will be able to explore the virtual sponsor booths and connect with other registered attendees leading up to and on the day of the event.

Sessions Include:

Regulatory Update – A moderated session where senior staff from the BCSC, OSC, AMF and the MSC will discuss the latest regulatory news for registrants on issues ranging from COVID-19 relief to recent audit findings and up-coming proposals.

Concurrent Session #1: What to do when a client is incapacitated or has passed away – This session is designed to help firms navigate the difficult situation of having an incapacitated or deceased client and will canvass a variety of considerations and procedures for firms.

Concurrent Session #2: Institutional/International Firms: Cross-border business: compliance considerations – This session will provide an overview of the regulatory landscape in two hot-topic areas of cross-border compliance: Cross-border marketing into Europe & Beneficial ownership reporting.

Trilogy of Case Studies – Emerging Trends & Issues for Registrants – This session will explore 3 trending topics in the industry and address possible issues registrants may face.


Thank you to Our Sponsors!

 


Event Registration

Should you need assistance with registering, please contact Gillian Murch at gmurch@pmac.org.

Cancellation Policy

We understand that unexpected circumstances may force a registrant to cancel. Cancellations must be received in writing via email to Gillian Murch at gmurch@pmac.org on or by September 17, 2020.  Substitutions may be made at any time, in writing, at no additional fee. If you register for the Forum and do not attend, you are responsible for the full registration fee.

Please Note: Credit-card payment is required at time of registration.

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