- Date: Wednesday, May 12, 2021
- Time: 11:00 AM – 4:45 PM ET
- Location: Virtual Event, EventMobi platform. Registered attendees will receive their unique event access at least 1 week before the event.
- PMAC Member/Affiliate:$125 + tax
- Non-Member/Non-Affiliate: $175 + tax
View the Agenda.
Join PMAC for this half-day event that will update you and your colleagues on current compliance issues and industry developments. Hear from the regulators, industry experts and your peers. Connect with our sponsors, who are leading suppliers in the industry.
All sessions will be recorded and made available to those who register to attend. PMAC will apply to have this event accredited by the law societies of British Columbia, Alberta, Quebec and Ontario.
Loretta Carbonelli, Chief Compliance Officer, CWB Wealth Management & Canadian Western Financial (MFDA)
Novlette Simpson, Chief Compliance Officer & Chief Operating Officer, Logan Wealth Management
11:00 AM ET – 1:00 PM ET – Pre-event Warm-Up, Sponsor Booth Viewings
1:00 PM ET – Regulatory Roundtable
Moderator: Susan Han, Partner, WeirFoulds LLP
Frederic Belleau, Senior Director, Investment Funds, Autorité des marchés financiers (AMF) *not pictured*
Elizabeth Topp, Manager, Portfolio Manager Team, Compliance and Registrant Regulation, Ontario Securities Commission (OSC)
Lynn Tsutsumi, Director, Market Regulation, Alberta Securities Commission (ASC)
Mark Wang, Director, Capital Markets Regulation, British Columbia Securities Commission (BCSC)
2:30 PM ET – Concurrent Session 1: Getting Started with ESG Investing
Moderator: Paul Harris, Partner & PM, Harris Douglas Asset Management
Jennie Baek, Partner, McMillan LLP
Ravipal Baines, Associate, McMillan LLP *not pictured*
2:30 PM ET – Concurrent Session 2: Preparing for a FINTRAC & CSA Compliance Audit
Richard Roskies, Senior Legal Counsel, AUM Law
Chris Tooley, Legal Counsel, AUM Law
3:45 PM ET – Closing Session: CCO Fireside Chat
Moderator: Rebecca Cowdery, Partner, Borden Ladner Gervais LLP
Thank you to Our Sponsors
Should you need assistance with registering, please contact Gillian Murch at firstname.lastname@example.org.
We understand that unexpected circumstances may force a registrant to cancel. Cancellations must be received in writing via email. Your registration fee will be refunded in full if cancellation is received prior to May 1, 2021. There are no refunds for any cancellation received on or later than May 1, or after conference materials and/or platform access has been emailed. There are no refunds for “no shows”. Substitutions may be made at any time, in writing, at no additional fee. Email notification to email@example.com.
Please Note: Credit-card payment is required at time of registration.