Calgary, AB | April 18 – Compliance Networking Luncheon

Event Details

  • Date: Thursday, April 18, 2024
  • Time: 11:30 AM to 1:45 PM MT
    • 11:30 AM: Registration & Networking
    • 12:00 PM: Lunch
    • 12:40 PM: Compliance Discussion and Q&A
  • Delivery: In Person
  • Location: Calgary Petroleum Club, 319 5 Ave SW, Calgary, AB
  • Cost:
    • PMAC Member or Affiliate: $75+GST
    • Non-Member: $125+GST

Event Overview

Are you confused by recent CSA guidance or comments received during compliance reviews? Is your firm trying to balance growing your client assets while implementing new compliance

requirements?

Join us for an interactive lunch with industry peers where Don Campbell, Managing Partner with Canadian Compliance & Regulatory Law will answer your questions. PMAC’s General Counsel, Victoria Paris will join Don in the discussion and moderate the Q&A.

The discussion will include common compliance deficiencies and questions arising from joint CSA/CIRO Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance as well as the current KYP, KYC, Suitability sweeps, and other hot topics! Register today and submit your questions in advance.  All questions will be asked on a no-names basis.


Event Sponsors

Thank you to our sponsors for their generous support of this event!


Registration

Group Registrations: For group registrations (6 or more) or for other questions, please contact the PMAC Events Team at events@pmac.org.

Payment: Credit-card payment is required at time of registration. Please refer to our cancellation & refund policy below.

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Event Policies

Cancellation & Refund Policy

Cancellations must be received in writing via email. Your registration fee will be refunded in full if cancellation is received on or before April 11, 2024. No refund or credit will be provided after this date. There are no refunds for “no shows”. Substitutions from the same firm may be made in writing, at no additional fee. Where possible, please provide two (2) business days’ notice. Email notification to events@pmac.org.