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Trinity Compliance Partners Inc.

Address

100 King Street West
Suite 5600
Toronto, Ontario M5X 1C9

Principal Contacts





About Us

Trinity Compliance Partners is a boutique regulatory compliance consulting firm that provides customized support services and solutions.  The firm’s founders and principals, Andrew Rhee and Dave Santiago, are former accountants/examiners of the Compliance and Registrant Regulation Branch of the Ontario Securities Commission.  Trinity offers a range of services, including: mock regulatory compliance reviews of portfolio manager firms, investment fund managers and exempt market dealers, ongoing compliance consulting and support packages, assistance with terms and conditions placed on a firm by provincial securities commissions, regulatory updates, regulatory compliance review assistance, and anti-money laundering compliance regime reviews.