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News
PMAC Summary – CSA/CIRO Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance
August 10th, 2023
Findings from the CSA and CIRO (IIROC and MFDA) (collectively, the Regulators) Conflict of Interest sweeps (Staff Notice) were released on August 3, 2023. The Regulators conducted reviews of 172 firms; 50% are registered as portfolio managers (most of these … Continue reading →
OSC Compliance & Registrant Regulation Branch 2023
August 9th, 2023
Summary Report for Dealers, Advisers and Investment Fund Managers (Staff Notice 33-755) The OSC’s annual Compliance and Registrant Regulation (CRR) branch Summary Report for Dealers, Advisers and Investment Fund Managers (the Report) was published on July 27, 2023. This PMAC … Continue reading →
2023 PMAC Awards for Excellence in Investment Journalism Winners Announced
June 9th, 2023
Portfolio Management Association of Canada (PMAC) Announces Winners of 2023 PMAC AWARDS FOR EXCELLENCE IN INVESTMENT JOURNALISM TORONTO, ON, June 8, 2023 – The 2023 PMAC Awards for Excellence in Investment Journalism winners once again illuminate the insight and value … Continue reading →
BCSC Releases 2022 Report Card
May 31st, 2023
WHY YOU’LL WANT TO READ IT Despite its name, the British Columbia Securities Commission (BCSC)’s 2022 Report Card (the Report Card) is a critical source of compliance information for firms registered in any CSA jurisdiction, and is relevant for 2023 … Continue reading →
Final Amendments Announced to Total Cost Reporting for Investment Funds and Insurance Segregated Funds
April 20th, 2023
On April 20, 2023, the Canadian Securities Administrators (CSA) released final amendments to National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and its Companion Policy (CP) regarding TCR for investment funds and segregated funds (collectively, TCR). … Continue reading →
Appel aux candidatures jusqu’au 15 avril 2023
March 13th, 2023
APPEL AUX CANDIDATURES JUSQU’AU 15 AVRIL 2023 Presse écrite et électronique ainsi que médias audiovisuels invités à soumettre leur contenu exclusif de grande qualité dans le domaine des placements à vocation didactique pour le grand public Nouvelle catégorie de prix … Continue reading →