AM Legal and Compliance Solutions
AM Legal and Compliance Solutions provides practical legal advice and compliance consulting services to the Canadian asset management industry. We are business-oriented and results-driven.
Anick Morin, the founder, is an accomplished legal executive with over 25 years of experience in private practice and as in-house counsel in asset management, securities, and corporate/commercial law.
Our Services include:
- Providing legal and compliance advice on various registration, registrant obligations and other Canadian securities regulatory matters.
- Advising on the establishment, administration and distribution of various investment vehicles, including public and private investment funds.
- Drafting compliance policies and procedures.
- Developing employee training on various compliance
- Assisting with compliance reviews, exams and interactions with regulators.
- Advising Board of Directors and Committees on various governance matters.
- Providing advice regarding the management of conflicts of interest.
Montreal
Principal contact : Anick Morin
514-246-9844
