Ara Compliance Support
Ara Compliance Support provides independent registered firms with an outsourced fully functioning compliance department. Our goal is to put independent firms on par with their national and major regional competitors by providing ongoing access to compliance knowledge, experience and judgment. The Compliance Support Program is exclusive to Ara and was developed to address the unique needs of independent Portfolio Managers, Investment Fund Managers and Exempt Market Dealers. The Ara team of professionals serves as a virtual head office compliance department in support of the firm’s designated Chief Compliance Officer. We provide an organized and rational process for managing compliance, so that management can focus on running its business.