Submissions archive

December 20, 2023

PMAC Submission – CIRO Rule Consolidation Project – Phase 1

PMAC Submission – CIRO Rule Consolidation Phase 1 PMAC generally supports the objectives of the Consultation and agree that the rules pertaining to Investment Dealers (IDs) and Mutual Fund Dealers (MFDs) should be harmonized to minimize regulatory arbitrage. KEY RECOMMENDATIONS … Continue reading

December 18, 2023

PMAC Submission – OSC Notice 11-798 – Statement of Priorities

  PMAC Submission – OSC Notice 11-798 – Statement of Priorities OSC consultation on its Proposed Statement of Priorities for Fiscal Year 2024-2025 On November 16, 2023, the OSC published for a 30-day comment period its proposed Statement of Priorities … Continue reading