The Portfolio Management Association of Canada (PMAC) is pleased to have the opportunity
to submit the following comments on the Canadian Securities Administrators’ (CSA) Notice
and Request for Comment – Registered Firm Requirements Pertaining to an Independent
Dispute Resolution Service – Proposed Amendments to National Instrument 31-103
Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103)
and Proposed Changes to Companion Policy 31-103CP Registration Requirements,
Exemptions and Ongoing Registrant Obligations (31-103CP); collectively, the
Consultation.
