Meeting Details
Date: Wednesday, June 2, 2021
Time: 2:30 PM EDT / 11:30 AM PDT
Law Firm Host: Borden Ladner Gervais LLP
Location: Live webcast (Registration Required)
Meeting Materials
Agenda– June 2, 2021
Summary of previous meeting – April 14, 2021
CON Q&A – June 2021
Presentations
Presentations and Presenters – Materials will be distributed once available
Law Firm Host: Borden Ladner Gervais LLP
BLG’s Views on the Top 10 To-Dos for Overstretched and Remote Compliance Professionals
Join us for an exciting plenary session, moderated by Rebecca Cowdery and featuring:
- Michael Taylor: Final tips on reaching the Conflict of Interest (COI) finish line
- Richard Roskies: Reviewing NAAF, IPS, policies & procedures for Client Focused Reforms KYC updates and Suitability
- Matt Williams: Reviewing use of titles under CFRs
- James Fu: An employment lawyer’s perspective on titles
- Michael Taylor: KYP tips
- Matt Williams: Updating Relationship Disclosure Information (RDI)
- Jason Brooks: Amendments for Trusted Contact Persons (TCPs) and temporary holds – what do to now and what BLG recommends
- Paul Taylor: An estate lawyer’s perspective on TCPs, temporary holds, privacy and Powers of Attorney issues
- Chris Tooley: Changes to Anti-Money Laundering and Anti-Terrorist Financing (AML) laws
- Full ensemble: Tips for keeping going remotely and virtually