December 2, 2020

Meeting Details

Date: Wednesday, December 2, 2020
Time: 2:30 PM EST / 11:30 AM PST
Law Firm Host: McCarthy Tétrault LLP
Location: Live webcast (Registration Required)

Meeting Materials

Agenda – December 2, 2020

Summary of previous meeting – September 16, 2020

CON Q&A – December 2020

Presentations

  1. OSC Report – Protecting Aging Investors Through Behavioural Insights
    Tyler Fleming, Director, Investor Office & Michael Tracey, Senior Advisor, Behavioural Insights, Ontario Securities Commission (OSC)
  2. Takeaways from enforcement matters against compliance professionals
    Sean Sadler & Shane D’Souza, partners, McCarthy Tétrault LLP
  3. OSC Draft Statement of Priorities
    Lindsey Mahoney, associate, McCarthy Tétrault LLP and Cristian Blidariu, partner, McCarthy Tétrault LLP
  4. Proposed expansion of the accredited investor exemption in Alberta and Saskatchewan
    Lindsey Mahoney, associate, McCarthy Tétrault LLP and Cristian Blidariu, partner, McCarthy Tétrault LLP
  5. Federal Digital Charter Implementation Act
    Michael Scherman, associate, McCarthy Tétrault LLP