September 28, 2021

Meeting Details

Date: Tuesday, September 28, 2021
Time: 2:30 PM EDT / 11:30 AM PDT
Law Firm Host: Osler, Hoskin & Harcourt LLP
Location: Live webcast (Registration Required)

Meeting Materials


Summary of previous meeting – June 2, 2021

CON Q&A – September 2021

CON CFR Q&A – September 2021


  1. Securities Matters – Presented by Lori Stein, Partner, Osler
    • OSC’s CRR Annual Summary Report for Dealers, Advisers and Investment Fund Managers
    • Introduction to Crypto and digital assets
  2. Tax Matters – Presented by Matias Milet, Partner, and Emily Gilmour, Associate, Osler
    • FATCA and CRS new guidance
  3. Know Your Product refresher session – Presented by Asad Akhtar, Associate, Osler
  4. FINTRAC/AML update – Presented by Elizabeth Sale, Partner, and Haley Adams, Associate, Osler
  5. Quebec Bill 96 (French language law) – What firms with operations in Quebec need to know – Presented by Alexandre Fallon, Partner, Osler