Submissions to Government

PMAC Submission on FSRA Financial Planner and Financial Advisor Rule and Guidance 2021


The Portfolio Management Association of Canada (PMAC), through its Industry, Regulation & Tax Committee, is pleased to have the opportunity to respond to the request for comment from the Financial Services Regulatory Authority of Ontario (FSRA) regarding its updated Proposed Title Protection Framework for Financial Planners and Advisers, including on the FPTP Rule (the Rule), the FPTP Application Guidance (the Guidance) and the FPTP Supervision Guidance (the Supervision Guidance and, collectively, the Consultation). We thank you for giving us an extension of the deadline for providing this response. Capitalized terms used but not defined in this submission shall have the meaning given to such terms in the Consultation.

Read the full submission here